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Dana G Hastings

Hightower Advisors, LLC

Cleveland, OH

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-19
  • OH RA
    APPROVED
    Since 2019-06-19

Branch Locations

1350 Euclid Ave Suite 400, Cleveland, OH 44115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C2P Capital Advisory Group D/B/A Prosperity Capital Advisors Westlake OH 07/2013 03/2018
Prosperity Capital Advisors Westlake OH 07/2013 03/2018
Hightower Advisors Llc Chicago IL 05/2019 Present
Fairport Cleveland OH 03/2018 05/2019
  • 07/2013 → 03/2018
    C2P Capital Advisory Group D/B/A Prosperity Capital Advisors
    Westlake, OH
  • 07/2013 → 03/2018
    Prosperity Capital Advisors
    Westlake, OH
  • 05/2019 → Present
    Hightower Advisors Llc
    Chicago, IL
  • 03/2018 → 05/2019
    Fairport
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-07
S65 Uniform Investment Adviser Law Examination 1996-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07
  • S65 Uniform Investment Adviser Law Examination
    1996-01-04
Designations
Other Names
  • Dana G Gregory
  • Dana Gregory

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
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