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Timothy John Watters

Cetera Planning Partners

Paramus, NJ

Leawood, KS

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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-24
KS RA APPROVED 2024-07-12
TX RA APPROVED 2024-07-12
  • NJ RA
    APPROVED
    Since 2024-07-24
  • KS RA
    APPROVED
    Since 2024-07-12
  • TX RA
    APPROVED
    Since 2024-07-12

Branch Locations

16 Arcadian Avenue, Suite C4, Paramus, NJ 07652 • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Watters Financial Services, Llc Ramsey NJ 02/1986 07/2024
Cetera Planning Partners Leawood KS 07/2024 Present
  • 02/1986 → 07/2024
    Watters Financial Services, Llc
    Ramsey, NJ
  • 07/2024 → Present
    Cetera Planning Partners
    Leawood, KS
Previous Registrations
  • 2012-04-19 → 2024-07-15
    Watters Financial Services, Llc
    Paramus, NJ
    Paramus, NJ
  • 1999-03-24 → 2003-03-03
    Voya Financial Advisors, Inc.
    Ramsey, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-30
S63 Uniform Securities Agent State Law Examination 1986-03-05
  • S65 Uniform Investment Adviser Law Examination
    1996-05-30
  • S63 Uniform Securities Agent State Law Examination
    1986-03-05
Designations
Other Names
  • Tim Watters

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

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