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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IN | RA | APPROVED | 2009-06-01 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Indianapolis | IN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.50% PARTNERSHIP - OAKEN BUCKET, LLC, 11911 LAKESIDE DR, FISHERS, IN 46038. WORKS APPROXIMATELY 1 HOUR PER MONTH AND 0 DURING SECURITIES TRADING HOURS. 2.Oaken Bucket Partners LLC; Investment related - Yes; Domicile State, Indiana; Business / Company (proprietor, partner, officer, director, employee, trustee, agent); 12/2000; During business hours: 0; After business hours: 1 *69616 - Central Indiana Community Foundation; Investment related - Yes; Indianapolis, Indiana; Charitable, Non-Profit; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 12/1999; During business hours: 1; After business hours: 0; Review Asset Allocation and monitor performance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-14 |
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