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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-05 |
| CA | RA | APPROVED | 2024-06-04 |
Branch Locations
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Los Angeles | CA | 05/2016 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 06/2024 | Present |
TRUSTEE FOR GRANDMOTHER'S TRUST, INV RELATED, LOS ANGELES, CA, START: 8/8/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; RENTAL PROPERTY, INV RELATED, SANTA MONICA, CA, 100% OWNERSHIP, START: 8/8/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL PROPERTY. ATLANTIS VENTURES, LLC; INV RELATED; SANTA MONICA, CA; 40% OWNERSHIP; START: 9/18/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; HOLDS PASSIVE INVESTMENT IN VENTURE FUND.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-11 |
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