Karl Pettijohn

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 06/2024
  Wedbush Securities Inc.
  Los Angeles, CA
• 06/2024 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 2016-05-26 → 2024-06-07
  Wedbush Securities Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2009-06-12 → 2016-05-12
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 2002-06-14 → 2009-07-01
  Ubs Financial Services Inc.
  Los Angeles, CA
  Century City, CA
• 1997-12-15 → 2002-06-18
  Cibc World Markets Corp.
  Los Angeles, CA

Other Businesses

TRUSTEE FOR GRANDMOTHER'S TRUST, INV RELATED, LOS ANGELES, CA, START: 8/8/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; RENTAL PROPERTY, INV RELATED, SANTA MONICA, CA, 100% OWNERSHIP, START: 8/8/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL PROPERTY. ATLANTIS VENTURES, LLC; INV RELATED; SANTA MONICA, CA; 40% OWNERSHIP; START: 9/18/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; HOLDS PASSIVE INVESTMENT IN VENTURE FUND.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-24
• S63 Uniform Securities Agent State Law Examination
  1988-02-11

Other Names

• Kap Pettijohn
• Karl Austin Pettijohn