Best Investors Account Sign in
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
WI RA APPROVED 2012-10-17
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • WI RA
    APPROVED
    Since 2012-10-17
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States

New Lisbon, WI • United States

Mt. Pleasant, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Milwaukee WI 10/2012 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2003-12-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Riverwoods, IL
Other Businesses

2. OWNER - COLLECT RENT AND MAINTAIN PROPERTY; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 01/2013 3. RENTAL PROPERTY; 1033 ARTHUR AVE, RACINE, WI; CO-OWNER 4. Rental Property; Racine, WI; Rental; Investment related; Sole Proprietor / Owner / Partner; 06/2017; During business hours: 0; After business hours: 1 5. Rental Property; Racine, WI; Rental; Investment related; Sole Proprietor / Owner / Partner; 07/2017; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-23
S63 Uniform Securities Agent State Law Examination 1986-01-31
  • S65 Uniform Investment Adviser Law Examination
    2003-06-23
  • S63 Uniform Securities Agent State Law Examination
    1986-01-31
Other Names
  • Suzanne Elizabeth Pierson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Milwaukee, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor