Debra Ann Sendelbach

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Sylvania, OH
• 09/2009 → 01/2022
  Bank Of America, Na
  Sylvania, OH
• 01/2022 → Present
  Rbc Capital Markets, Llc
  Toledo, OH

Previous Registrations

• 2008-11-13 → 2022-01-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Toledo, OH
  Toledo, OH
• 2000-03-24 → 2008-11-24
  Ubs Financial Services Inc.
  Sylvania, OH
  Toledo, OH

Other Businesses

(1) NAME OF ENTITY: Point Place Boat Club ADDRESS: 5911 Edgewater Dr Toledo Ohio 43611 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2026 CAPACITY: Treasurer DUTIES: Treasurer HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-04
• S63 Uniform Securities Agent State Law Examination
  1994-11-07

Other Names

• Deb Sendelbach