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Dean Constantine Bruno Anast

Ni Advisors

Brewster, KS

Milpitas, CA

Milpitas, CA

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Current Employers
Ni Advisors

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-02
  • CO RA
    APPROVED
    Since 2025-01-02

Branch Locations

Brewster, KS • United States

1138 Cadillac Court, Milpitas, CA 95035 • UNITED STATES

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Petra Financial Services Group Inc Littleton CO 10/1987 06/2025
Professional Broker Dealer Financial Planning, Inc. Castle Rock CO 08/2009 12/2021
Firestone Capital Advisors Inc. Firestone CO 09/2013 12/2017
Ni Advisors Milpitas CA 01/2022 Present
Petra Financial Services Group Inc Greenwood Village CO 06/2025 Present
  • 10/1987 → 06/2025
    Petra Financial Services Group Inc
    Littleton, CO
  • 08/2009 → 12/2021
    Professional Broker Dealer Financial Planning, Inc.
    Castle Rock, CO
  • 09/2013 → 12/2017
    Firestone Capital Advisors Inc.
    Firestone, CO
  • 01/2022 → Present
    Milpitas, CA
  • 06/2025 → Present
    Petra Financial Services Group Inc
    Greenwood Village, CO
Previous Registrations
  • 2009-08-03 → 2021-12-21
    Professional Broker-Dealer Financial Planning, Inc.
    Denver, CO
    Castle Rock, CO
    Castle Rock, CO
    Broomfield, CO
  • 2013-09-23 → 2018-01-11
    Firestone Capital Advisors Inc.
    Aurora, CO
    Littleton, CO
  • 2007-06-06 → 2009-08-03
    Qa3 Financial Llc
    Brewster, KS
    Firestone, CO
    Omaha, NE
  • 2006-06-19 → 2007-05-31
    Sunset Financial Services, Inc.
    Westminster, CO
  • 2002-04-04 → 2005-01-14
    Mutual Service Corporation
    Littleton, CO
Other Businesses

THE PETRA GROUP, INC. NON-INVESTMENT-RELATED. 6465 GREENWOOD PLAZA BLVD., SUITE 1025, GREENWOOD VILLAGE, CO 80111. 1) MORTGAGE FINANCING & MORTGAGES, FORWARD & REVERSE, LOAN ORIGINATOR (CO Lic #100010328); 2) LIFE & HEALTH INSURANCE; 3) SECONDARY ANNUITIES; & 4) PRECIOUS METALS SALES. PRESIDENT, FOUNDER, & OWNER. SINCE OCTOBER 1987. APPROXIMATE 5-10 HOURS/MONTH. 0-4 HOURS/MONTH DURING NAI BUSINESS HOURS.MANAGEMENT & SALES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-02
S65 Uniform Investment Adviser Law Examination 1997-11-03
  • S63 Uniform Securities Agent State Law Examination
    1999-11-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-03
Other Names
  • Dean Constantine Anast
  • Dean Bruno Anast

View on SEC IAPD

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