David Smythe Whiting

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-20
MA	RA	APPROVED	2006-01-10

TX RA
APPROVED

Since 2025-06-20
MA RA
APPROVED

Since 2006-01-10

Branch Locations

124 Long Pond Road, Suite 13 Courtyard Place, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Plymouth	MA	06/1994	Present

06/1994 → Present

Lpl Financial, Llc

Plymouth, MA

Other Businesses

1. 02/10/06 - TREASURER, TOM C. SIEVER CHARITABLE FOUNDATION WITH NO CHECK SIGNNG AUTHORITY 2. 03/12/18 - DBA DAVID S WHITING CFP FINANCIAL SVCS. 3. 5/12/2017 - No Business Name - Investment Related - Plymouth, MA - Real Estate Rental - Started 01/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-05-27

S63 Uniform Securities Agent State Law Examination

1986-05-27

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews