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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-07 |
| NY | RA | APPROVED | 2024-10-11 |
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-28 |
| NJ | RA | APPROVED | 2024-10-11 |
| NY | RA | APPROVED | 2024-10-11 |
| OH | RA | APPROVED | 2024-10-11 |
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Fairport | NY | 05/2009 | Present |
| Various Insurance Carriers For W & R Insurance Agencies | Rochester | NY | 05/2009 | Present |
| Genworth Life Insurance | Lynchburgh | VA | 12/2009 | Present |
| Rochester Womens Network | Rochester | NY | 01/2012 | 12/2024 |
| Paula Rogala Artist | Rochester | NY | 08/2013 | Present |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 07/2016 | 10/2024 |
| Novem Group | Rochester | NY | 10/2024 | Present |
| Osaic Wealth, Inc. | Rochester | NY | 10/2024 | Present |
1) 12/2009 TO PRESENT, GENWORTH LIFE INSURANCE, LYNCHBURGH, VA, NOT INVESTMENT RELATED, FINANCIAL ADVISOR, 0 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HRS. 2) OSAIC WEALTH, INC. RIA. FEE BASED ADVISORY BUSINESS. 3) KAFL POSITION: sales NATURE: insurance agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 800 Linden Ave, Rochester NY 14625 DESCRIPTION: Insurance sales 4) GENWORTH LIFE INSURANCE POSITION: insurance rep NATURE: 1099 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: 350 Linden Oaks suite140, Rochester NY 14625 DESCRIPTION: occasional life insurance sale 5) FOURBRIDGES FINANCIAL GROUP POSITION: registered rep NATURE: MARKETING NAME INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 12/05/2016 ADDRESS: 350 Linden Oaks suite140, Rochester NY 14625 DESCRIPTION: I work with clients, investing their assets and doing financial planning. 6) NOVEM GROUP POSITION: registered rep NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2024 ADDRESS: 350 Linden Oaks suite140, Rochester NY 14625 DESCRIPTION: working with clients to address their financial needs through investing their assets and doing financial planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-28 |
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