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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-07
NY RA APPROVED 2024-10-11
PA RA APPROVED 2024-10-11
  • NC RA
    APPROVED
    Since 2024-11-07
  • NY RA
    APPROVED
    Since 2024-10-11
  • PA RA
    APPROVED
    Since 2024-10-11

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-28
NJ RA APPROVED 2024-10-11
NY RA APPROVED 2024-10-11
OH RA APPROVED 2024-10-11
PA RA APPROVED 2024-10-11
  • FL RA
    APPROVED
    Since 2024-10-28
  • NJ RA
    APPROVED
    Since 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11
  • OH RA
    APPROVED
    Since 2024-10-11
  • PA RA
    APPROVED
    Since 2024-10-11

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Fairport NY 05/2009 Present
Various Insurance Carriers For W & R Insurance Agencies Rochester NY 05/2009 Present
Genworth Life Insurance Lynchburgh VA 12/2009 Present
Rochester Womens Network Rochester NY 01/2012 12/2024
Paula Rogala Artist Rochester NY 08/2013 Present
American Portfolios Financial Services, Inc. Holbrook NY 07/2016 10/2024
Novem Group Rochester NY 10/2024 Present
Osaic Wealth, Inc. Rochester NY 10/2024 Present
  • 05/2009 → Present
    Waddell & Reed, Inc.
    Fairport, NY
  • 05/2009 → Present
    Various Insurance Carriers For W & R Insurance Agencies
    Rochester, NY
  • 12/2009 → Present
    Genworth Life Insurance
    Lynchburgh, VA
  • 01/2012 → 12/2024
    Rochester Womens Network
    Rochester, NY
  • 08/2013 → Present
    Paula Rogala Artist
    Rochester, NY
  • 07/2016 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → Present
    Rochester, NY
  • 10/2024 → Present
    Rochester, NY
Previous Registrations
  • 2016-07-12 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2013-12-12 → 2016-07-20
    Waddell & Reed
    Fairport, NY
Other Businesses

1) 12/2009 TO PRESENT, GENWORTH LIFE INSURANCE, LYNCHBURGH, VA, NOT INVESTMENT RELATED, FINANCIAL ADVISOR, 0 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HRS. 2) OSAIC WEALTH, INC. RIA. FEE BASED ADVISORY BUSINESS. 3) KAFL POSITION: sales NATURE: insurance agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 800 Linden Ave, Rochester NY 14625 DESCRIPTION: Insurance sales 4) GENWORTH LIFE INSURANCE POSITION: insurance rep NATURE: 1099 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: 350 Linden Oaks suite140, Rochester NY 14625 DESCRIPTION: occasional life insurance sale 5) FOURBRIDGES FINANCIAL GROUP POSITION: registered rep NATURE: MARKETING NAME INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 12/05/2016 ADDRESS: 350 Linden Oaks suite140, Rochester NY 14625 DESCRIPTION: I work with clients, investing their assets and doing financial planning. 6) NOVEM GROUP POSITION: registered rep NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2024 ADDRESS: 350 Linden Oaks suite140, Rochester NY 14625 DESCRIPTION: working with clients to address their financial needs through investing their assets and doing financial planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-19
S63 Uniform Securities Agent State Law Examination 2007-08-28
  • S65 Uniform Investment Adviser Law Examination
    2013-11-19
  • S63 Uniform Securities Agent State Law Examination
    2007-08-28
Designations
Other Names
  • Paula Wood
  • Paula M Woodguyette
  • Paula Marie Rogala
  • Paula Marie Woodguyette
  • Paula Marie Rogala
  • Paula Marie Wood-Guyette
  • Paula M Rogala
  • Paula Rogala

View on SEC IAPD

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