Thomas Mahone Tolleson

Current Employers

Employment History

• 03/2012 → 02/2018
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 02/2018 → 09/2022
  Kalos Capital, Inc.
  Alpharetta, GA
• 02/2018 → 07/2018
  Kalos Management, Llc
  Alpharetta, GA
• 04/2018 → 09/2022
  Catalyst Wealth Management, Llc
  Suwanee, GA
• 10/2022 → Present
  Perigon Wealth Management
  Atlanta, GA
• 10/2022 → Present
  Purshe Kaplan Sterling Investments
  Atlanta, GA

Previous Registrations

• 2018-04-13 → 2022-09-30
  Catalyst Wealth Management
  Atlanta, GA
• 2018-02-05 → 2018-07-11
  Kalos Management
  Atlanta, GA
  Ponte Vedra Beach, FL
• 2012-04-20 → 2018-02-05
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
• 2006-06-27 → 2012-04-02
  Sanders Morris Llc
  Atlanta, GA
• 2004-07-27 → 2006-12-31
  Smh Capital Advisors Llc
  Atlanta, GA
• 2004-01-01 → 2004-08-25
  Cetera Advisors Llc
  Atlanta, GA
• 2003-04-11 → 2004-01-01
  Ifg Advisory Services Inc
  Atlanta, GA

Other Businesses

(1.) Insurance. Not investment related. Address: Atlanta, GA. Nature: Fixed Insurance Business, Life Insurance, LTC, etc. primarily done through Dempsey Agency with commissions paid either by Dempsey or by Insurance Carrier. Position: Licensed Insurance Agent. Start Date: 02/1991. Number Of Hours: 2 Securities Trading Hours: 2. Description: Use Dempsey's brokerage capabilities to source insurance products for clients for life, LTC, and disability. (2.) Wellspring Advisory Services, LLC. Not investment related. Address: Atlanta, GA. Nature: Corporation for investment advisory earnings to flow through. Position: Owner. Start Date: 02/2012. Number of Hours: 5 Securities Trading Hours: 2. Duties: minimal activity to maintain the corporation. (3.) Langham Partnership USA, Inc. Not investment related. Address: Sobrato Center for Nonprofits, P.O. Box 189, Cave Creek, AZ 85327, United States. Nature: This is a not-for-profit ministry founded by Langham Partnership USA (formerly John Stott Ministries) that trains, equips, and provides books and resources for religious leaders in the developing world. Position: Finance Chair for Board of Directors. Start Date: 12/2020. Number of Hours: 3 Securities Trading Hours: 3. Primary Duties: Presenting the budget to the Board; The Committee holds meetings 2X a year to address any financial issues that the President or Board may want us to consider for chair input or to present to the Board. We have two or three-day board meetings each calendar year. (4.) Mr. Tolleson is dually-registered with Perigon Wealth Management, LLC ("Perigon") and Purshe Kaplan Sterling Investments, Inc.("PKS"). Mr. Tolleson has served as an investment advisor representative for Perigon and as a registered representative with PKS since 10/2022. Business is conducted in Atlanta, GA. Approximately 90% of Mr. Tolleson's time is spent as an investment advisor representative and the balance as a registered representative. (5) CS Lewis Institute Atlanta. Not-investment related. P.O. Box 81575, Atlanta, GA 30305. C.S. Lewis Institute Atlanta is a nonprofit organization recognized by the IRS as 501(c)(3) for religious purposes. The Institute's primary activities are Christian teaching, leadership development, and cultivating community. Position: Board Member. 01/2009. Two hours per month, none of which are during securities trading hours. (6) Crowne Partners, Inc.; Not investment related; Birmingham, AL; Partnership; Part Owner; Start 01/1999; 0 hours/month; Passive owner. (7) Cypress Creek PMF Endowment Fund.; Not investment related; Milwaukee, WI; Partnership; Part Owner; Start 07/2022; 0 hours/month; Passive owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-28
• S63 Uniform Securities Agent State Law Examination
  1986-02-04

Designations

Other Names

• Tom Tolleson