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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-23 |
| IN | RA | APPROVED | 2022-12-12 |
| NC | RA | APPROVED | 2022-08-29 |
| NE | RA | APPROVED | 2018-06-28 |
| TX | RA | APPROVED | 2017-08-18 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
1500 Industrial Blvd Suite 102, Abilene, TX 79602-8063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mills, Mccaghren & Associates | Abilene | TX | 03/1992 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 10/2005 | 08/2017 |
| Gradient Securities, Llc | Arden Hills | MN | 08/2017 | Present |
1) MILLS, MCCAGHREN & ASSOCIATES; INVESTMENT RELATED; 1500 INDUSTRIAL BLVD STE 102, ABILENE, TX 79602; INSURANCE SALES; GENERAL PARTNER; START 03/1992; 4 HOURS PER MONTH; 4 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE AND DBA FOR SECURITIES AND ADVISORY SERVICES. 2) KIWANIS CLUB OF GREATER ABILENE; KIWANIS INTERNATIONAL; NOT INVESTMENT RELATED; 442 CEDAR STREET, ABILENE, TX 79601; CIVIC ORGANIZATION, HELPING CHILDREN; MEMBER; START 10/2023; 2 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; HELP WITH VARIOUS TASKS AS NEEDED. 3. PASTURE LAND LEASE; NOT INV RELATED; 1581 COUNTY RD 134, OVALO, TX 79541; LAND LEASE; LAND OWNER; START 09/2024; 0 HRS PER MONTH; 0 HRS DURING SECURITIES TRADING HOURS; LEASES PASTURE LAND TO RANCHER FOR CATTLE GRAZING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-18 |
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