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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-13
CA RA APPROVED 2013-12-20
  • TX RA
    APPROVED_RES
    Since 2014-02-13
  • CA RA
    APPROVED
    Since 2013-12-20

Branch Locations

27 Ross Common, Ross, CA 94957 • United States

South Lake Tahoe , CA • United States

Larkspur, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc San Francisco CA 12/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-12-18
    San Rafael, CA
    San Francisco, CA
    San Rafael, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Francisco, CA
    San Francisc, CA
Other Businesses

SEAN ALI WELLS FARGO ADVISORS FINANCIAL NETWORK, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 12/16/2013, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY, INV RELATED, MEYERS, CA, 15% OWNERSHIP, START 11/18/2020, 5 HOURS PER MONTH, ZERO DURING TRADING, VACATION RENTAL. REHBERG LANE LLC, INV RELATED, BERKELEY, CA, 25% OWNERSHIP, START 1/31/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS APARTMENT RENTALS. MCKENZIE OLA LLC, INV RELATED, BERKELEY, CA, 25% OWNERSHIP, START 1/31/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FACILITATES OIL AND GAS LEASES. EL RANCHERO DRIVE LLC, INV RELATED, BERKELEY, CA, 17% OWNERSHIP, START 1/31/2024, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, HOLDS RENTAL REAL ESTATE. GRANT STREET LLC, INV RELATED, BERKELEY, CA, 17% OWNERSHIP, START 1/31/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS APARTMENT RENTALS. ARENAL AVENUE LLC, INV RELATED, BERKELEY, CA, 17% OWNERSHIP, START 1/31/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL REAL ESTATE. XTO ENERGY, INV RELATED, SPRING, TX, 25% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL AND GAS LEASES. CONOCO PHILLIPS, INV RELATED, MCKENZIE COUNTY, ND, 25% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL AND GAS LEASES. DEVON ENERGY, INV RELATED, OKLAHOMA CITY, OK, 25% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL AND GAS LEASES. OASIS ENERGY, INV RELATED, HOUSTON, TX, 25% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL AND GAS LEASES. ENERPLUS ENERGY, INV RELATED, DENVER, CO, 25% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, OIL AND GAS LEASES. RENTAL PROPERTY, INV RELATED, BERKELEY, CA, 17% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, HELD UNDER GRANT STREET LLC. RENTAL PROPERTY, INV RELATED, BILLINGS, MT, 25% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, HELD UNDER REHBERG LANE LLC. RENTAL PROPERTY, INV RELATED, STINSON BEACH, CA, 17% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, HELD UNDER ARENAL AVENUE LLC. RENTAL PROPERTY, INV RELATED, ARNOLD, CA, 17% OWNERSHIP, START 1/31/2024, .25 HOURS PER MONTH, ZERO HOURS DURING TRADING, HELD UNDER EL RANCHERO DRIVE LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-09
S63 Uniform Securities Agent State Law Examination 1986-04-09
  • S65 Uniform Investment Adviser Law Examination
    1995-02-09
  • S63 Uniform Securities Agent State Law Examination
    1986-04-09
Designations
Other Names
  • Sean Ali

View on SEC IAPD

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