Geoffrey W Soper

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1985 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 06/2011 → Present
  Bank Of America,N.A.
  Boston, MA

Other Businesses

I*56272 For profit or not for profit: Non-Profit Organization Name of outside business organization: Youth Enrichment Services Investment related: N Address of business: Boston, Massachusetts 02118 Nature of business: Charitable Organization, Position, title, association: Other, Member of the Board of Directors Start date of relationship: 7/25/2012 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 15 Duties: President of the Board of Directors Fundraising committee and non financially related business of the non profit youth developement organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-16
• S63 Uniform Securities Agent State Law Examination
  1986-02-12

Other Names

• Geoffrey Willis Soper