Tina Mark Ma

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial Llc
  Cupertino, CA

Previous Registrations

• 1999-02-03 → 2003-02-07
  Prudential Equity Group, Llc
  San Francisco, CA

Other Businesses

(1) 01/02/2003: MARK FINANCIAL - Non-Variable Insurance DBA - Investment Related - At Reported Business Location(s) (2) 03/04/2005: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (3) 05/11/2009: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - No Time Spent - My husband and I own a 4 bedroom house for rent. The tenants are not my clients. (4) 10/06/2016: No Business Name - Real Estate Rental - Investment Related - Services provided at 10201 Phar Lap Dr., Cupertino, CA - Start 07/06/2015 - 0 Hr/Mo - Rental property in Honolulu, Hawaii with 33.3% ownership of LLC. Change in title from husband name to living trust. Property professionally managed.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-04
• S63 Uniform Securities Agent State Law Examination
  1986-02-19

Other Names

• Tina Mark Ma
• Tina Wun Mark
• Tina Wan Mark