Lori Ann Monaco

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Morgan Stanley
  Miami, FL
• 02/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-11-16 → 2015-02-03
  Rbc Capital Markets, Llc
  Miami, FL
  Miami, FL

Other Businesses

1. I AM A REAL ESTATE AGENT WITH FORTUNE INTERNATIONAL. 2. Private Company;Lo Nanny, LLC;As of 03/2015;During business hours 0;After business hours 0. 3. Rental Property; Quebec, Canada; Rental; Investment related; Sole Proprietor / Owner / Partner; 06/2017; During business hours: 0; After business hours: 0 * 212891 - Design Exchange Group Inc; Investment related Yes; Miami, FL; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); March 2004; During business hours: 0; After business hours: 4; Administrative. *676380- Promissory note; Investment related: No; Miami, Florida; Promissory note; Other - i sold him the house and lent him $43K to close the transaction The rate on the loan is 5% (proprietor, partner, officer, director, employee, trustee, agent); 08-2025; During business hours: 0; After business hours: 0; none

Exams

• S66 Uniform Combined State Law Examination
  2004-12-08
• S63 Uniform Securities Agent State Law Examination
  1986-08-12