Roger Robert Garretson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → 07/2021
  Waddell & Reed, Inc.
  Muskegon, MI
• 08/1999 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Muskegon, MI
• 05/2008 → 07/2021
  Community Encompass
  Muskegon, MI
• 07/2015 → 07/2021
  Bcs Partners , Llc
  Grand Haven, MI
• 05/2020 → 07/2021
  W. Western Suite 250 Llc
  Muskegon, MI
• 07/2021 → Present
  Lpl Financial Llc
  Muskegon, MI
• 08/2022 → Present
  Bcs Partners Llc Dba Embark Financial Partners
  Muskegon, MI
• 01/2023 → Present
  Bcs Partners Llc Insurance Agency
  Muskegon, MI

Previous Registrations

• 1999-07-09 → 2021-07-21
  Waddell & Reed
  Holland, MI
  Grand Rapids, MI
  Muskegon, MI
  Independence, MO
  Ionia, MI
  Independence, MO
  Muskegon, MI
  Hamden, CT
  Grand Rapids, MI

Other Businesses

1. 08/12/2021 - W Western Suite 250 LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Co-owner - Start Date: 04/2020 - 2 Hours Per Month 2. 08/12/2021 - Garretson joint Living trust - Investment Related - Home Based - Act in a Fiduciary Capacity - Co-Trustee - Start Date 09/11/2002 3. 08/12/2021 - Embark Financial Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/26/2021 - 10 Hours Per Month 4. 08/12/2021 - Embark Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 5. 08/12/2021 - Coach Road Capital Partners, LLC - Investment Related - Spring Lake, MI - Business Entity For Tax/Investment Purposes Only - Start Date 5/2021 6. 01/24/2022 - Revocable Living Trust of DTD 01/07/2001 RR Garretson & RR Garretson and M Garretson TTEES - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Co-Trustee - Start Date: 07/23/2021 - 1 Hour Per Month. 7. 06/02/2026 - BCS Partners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/22/2021 - 16 hours per month/ 6 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  1999-06-23

Other Names

• Bob Garrretson
• Bob Garretson