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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-11 |
| IL | RA | APPROVED | 2015-07-02 |
| TX | RA | APPROVED | 2015-07-02 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
Rancho Mirage, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 07/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | Present |
2)SHARYN HARRIS TRUST / 1804 BOLSOVER ST HOUSTON,TEX 77005 / TRUST/ INSURANCE & LIFE ASSURANCE / PERSONAL TRUST / TRUSTEE / / DISTRIBUTE LIFE INSURANCE PROCEEDS / START DATE 3/1/2014 3) Tulane university college of liberal arts deans advisory council; New Orleans, LA; Not Investment related; fundraising advice, curriculum advice; 09/2002; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-20 |
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