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200 Crescent Court Suite 1300, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-10 |
| WY | RA | APPROVED | 2017-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goff Capital Inc. | Fort Worth | TX | 10/2007 | 01/2018 |
| Pingora Partners Llc | Dallas | TX | 10/2008 | Present |
Open Prairie Opportunity Fund Advisory Committee, investment related Address: Effingham, IL Business Nature: Operate multiple investment funds with agriculture/farmland focus Start date of the relationship: Jan 2019 Approximate number of hours/month devoted to the business: 0.5hrs/month Number of hours devoted to the business during trading hours: 0.5 hrs Duties relating to the other business: Ongoing due diligence of investments; Lodgepole Art Partners, LLC, not investment related Address: Wilson, Wyoming Business nature: art auction business, co-owner Start date of the relationship: December 2024 Approximate number of hours/month devoted to the business: 2 hours per month Number of hours devoted to the business during trading hours: 0 hours Duties relating to the other business: business operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-17 |
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