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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • MD RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

400 West Pennsylvania Avenue, Towson, MD 21204 • United States

24 Frederick Road, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Ellicott City MD 09/1984 01/2025
Osaic Wealth, Inc. Towson MD 01/2025 Present
  • 09/1984 → 01/2025
    Lincoln Financial Advisors Corporation
    Ellicott City, MD
  • 01/2025 → Present
    Towson, MD
Previous Registrations
  • 1999-01-01 → 2025-01-24
    Osaic Fa, Inc.
    Ellicott City, MD
    Ellicott City, MD
    Towson, MD
Other Businesses

1) STONEBRIDGE ADVISORS, INC. 24 FREDERICK ROAD ELLICOTT CITY, MD 20143 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/OWNER DUTIES: OFFERS ACCIDENT & HEALTH INSURANCE, COMMISSION-BASED GROUP BENEFITS, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, PROPERTY & CASUALTY INSURANCE, SERVICE FEE-BASED GROUP BENEFITS, AND TRADITIONAL LIFE INSURANCE. ENTITY USED TO PAY BUSINESS EXPENSES AND COLLECT RENTAL INCOME. START DATE: 03/2009 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 3. 2) ELLICOTT, LLC. 24 FREDERICK ROAD ELLIOT CITY, MD 21043 CATEGORY: REAL ESTATE MANAGEMENT INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: OWNS 50% OF AND MAINTAINS COMMERCIAL BUILDING AND OVERSEE OPERATIONS. START DATE: 05/04/2003 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS:1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-03
S63 Uniform Securities Agent State Law Examination 1988-05-17
  • S65 Uniform Investment Adviser Law Examination
    1997-11-03
  • S63 Uniform Securities Agent State Law Examination
    1988-05-17
Designations

View on SEC IAPD

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