Richard Gerard Sylvester

Current Employers

Employment History

• 11/2010 → 12/2019
  Commonwealth Financial Network
  Waltham, MA
• 12/2010 → Present
  Rgs Wealth Strategies, Inc.
  Rochester, NY
• 01/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2014 → Present
  Rochester Lady Lions
  Warsaw, NY
• 05/2011 → Present
  Eastside Little League, Inc.
  Rochester, NY
• 10/2016 → Present
  Our Lady Of Mercy School For Young Women
  Rochester, NY
• 01/2020 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-01-03 → 2021-05-20
  Summit Financial Group Inc
  Rochester, NY
• 2004-12-03 → 2006-07-03
  Citicorp Investment Services
  Rochester, NY

Other Businesses

1. NAME OF OTHER BUSINESS: RGS WEALTH STRATEGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2010 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: OWNER - PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: ROCHESTER LADY LIONS INVESTMENT RELATED: NO ADDRESS: 76 CENTER ST WARSAW NY NATURE OF BUSINESS: SPORTS START DATE: 08/2014 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT / TREASURER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: VICE-PRESIDENT AND TREASURER FOR TRAVEL SOFTBALL ORGANIZATION 3. NAME OF OTHER BUSINESS: EASTSIDE LITTLE LEAGUE, INC. INVESTMENT RELATED: NO ADDRESS: PO BOX 10834 ROCHESTER, NY NATURE OF BUSINESS: SPORTS START DATE: 05/2011 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: TREASURER FOR LITTLE LEAGUE ORGANIZATION 4. NAME OF OTHER BUSINESS: OUR LADY OF MERCY SCHOOL FOR YOUNG WOMEN INVESTMENT RELATED: NO ADDRESS: 1437 BLOSSOM ROAD ROCHESTER NY 14610 NATURE OF BUSINESS: SPORTS START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: HEAD COACH APX NUMBER OF HOURS PER WEEK: 5 HOURS OUT OF SEASON, 20 HOURS IN SEASON APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: VARSITY HEAD COACH FOR SOFTBALL PROGRAM

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  1992-01-29

Designations