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Current Employers
Apollon Financial, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-26
  • IL RA
    APPROVED
    Since 2024-09-26

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc. (Formerly: Linsco Private Ledger) Downers Grove IL 07/2007 Present
Apollon Financial, Llc Downers Grove IL 09/2024 Present
  • 07/2007 → Present
    Lpl Financial Llc. (Formerly: Linsco Private Ledger)
    Downers Grove, IL
  • 09/2024 → Present
    Downers Grove, IL
Previous Registrations
  • 2005-07-06 → 2007-07-06
    Chase Investment Services Corp.
    Wheaton, IL
    Chicago, IL
  • 1999-02-01 → 2005-07-06
    Banc One Securities Corporation
    Wheaton, IL
Other Businesses

1. 06/21/2010 - 3000 Woodcreek LLC - Real Estate Rental - Investment Related 2. 10/09/2024 - Apollon Financial LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 150 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through Apollon Financial LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/02/2026 - Granite Investment Group, Inc. - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/02/2007 - 160 hours per month/ 143 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-04
S63 Uniform Securities Agent State Law Examination 1987-10-23
  • S65 Uniform Investment Adviser Law Examination
    1999-03-04
  • S63 Uniform Securities Agent State Law Examination
    1987-10-23
Designations
Other Names
  • Marty Beck

View on SEC IAPD

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