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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-26 |
Branch Locations
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc. (Formerly: Linsco Private Ledger) | Downers Grove | IL | 07/2007 | Present |
| Apollon Financial, Llc | Downers Grove | IL | 09/2024 | Present |
1. 06/21/2010 - 3000 Woodcreek LLC - Real Estate Rental - Investment Related 2. 10/09/2024 - Apollon Financial LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 150 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through Apollon Financial LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/02/2026 - Granite Investment Group, Inc. - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/02/2007 - 160 hours per month/ 143 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-23 |
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