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James Ray Taylor

Wells Fargo Clearing Services, LLC

Saint Petersburg, FL

Sarasota, FL

Seminole, FL

Saint Petersburg, FL

Saint Petersburg, FL

Pinellas Park, FL

Saint Petersburg, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
FL RA APPROVED 2014-09-02
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • FL RA
    APPROVED
    Since 2014-09-02

Branch Locations

125 5Th St S, Saint Petersburg, FL 33701 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

8700 Bryan Dairy Rd, Seminole, FL 33777 • United States

4100 4Th St N, Saint Petersburg, FL 33703 • United States

2350 34Th St N, Saint Petersburg, FL 33713 • United States

7323 Park Blvd, Pinellas Park, FL 33781 • United States

9655 4Th St N, Saint Petersburg, FL 33702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tampa FL 08/2014 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2014-08-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tarpon Springs, FL
    St. Petersburg, FL
    Tarpon Springs, FL
    Palm Harbor, FL
    Clearwater, FL
    Saint Petersburg, FL
    Tampa, FL
  • 2003-08-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Palm Harbor, FL
    Tarpon Springs, FL
    Tarpon Springs, FL
    St. Petersburg, FL
    Clearwater, FL
    Clearwater, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-02
S63 Uniform Securities Agent State Law Examination 1986-02-13
  • S66 Uniform Combined State Law Examination
    2003-08-02
  • S63 Uniform Securities Agent State Law Examination
    1986-02-13
Other Names
  • Jim Taylor

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES & ASSOCIATES, INC. · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
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