Casey Alan Winningham

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-21
CA	RA	APPROVED	2019-06-19

TX RA
APPROVED

Since 2020-07-21
CA RA
APPROVED

Since 2019-06-19

Branch Locations

1737 N 1St St Ste 460, San Jose, CA 95112 • United States

Carson City, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial	San Jose	CA	12/1985	06/2019
Foresters Advisory Services, Llc	San Jose	CA	08/2012	06/2019
Cetera Investment Services Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	San Jose	CA	06/2019	Present

12/1985 → 06/2019

Foresters Financial

San Jose, CA
08/2012 → 06/2019

Foresters Advisory Services, Llc

San Jose, CA
06/2019 → Present

Cetera Investment Services Llc

St Cloud, MN
06/2019 → Present

Cetera Investment Advisers Llc

San Jose, CA

Previous Registrations

2012-09-05 → 2019-06-20

Foresters Advisory Services, Llc

San Jose, CA

Other Businesses

1. RENTAL OF PRIOR PRINCIPAL RESIDENCE, SAME AS REGISTERED LOCATION 2. ONWER OF WINNINGHAM WELATH MANAGEMENT LLC; DBA FOR CETERA BUSINESS AND TAX REPORTING PURPOSES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-31

S63 Uniform Securities Agent State Law Examination

1987-12-31

Designations

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews