George A Varas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-07-15
CA	RA	APPROVED	2009-12-14

AZ RA
APPROVED

Since 2026-07-15
CA RA
APPROVED

Since 2009-12-14

Branch Locations

Chandler, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Chandler	AZ	12/2009	Present

12/2009 → Present

Lpl Financial Llc

Chandler, AZ

Previous Registrations

2005-02-10 → 2009-12-24

Wells Fargo Investments, Llc

Chandler, AZ

Chandler, AZ

Phoenix, AZ

Phoenix, AZ

Chandler, AZ

Phoenix, AZ

Phoenix, AZ

Laveen, AZ
2002-03-18 → 2005-02-22

Ubs Financial Services Inc.

Westport, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-18
S63	Uniform Securities Agent State Law Examination	1999-08-12

S66 Uniform Combined State Law Examination

2002-01-18
S63 Uniform Securities Agent State Law Examination

1999-08-12

View on SEC IAPD