Magay Lyn Shepard

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Stifel Nicolaus & Co Inc
  Charlotte, NC

Previous Registrations

• 2008-01-01 → 2009-04-21
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2004-02-05 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO

Other Businesses

1.MARS HILL UNIVERSITY; MAIN ST MARS HILL NC; MEMBER OF THE BOARD OF TRUSTEES; AFFILIATION STARTED 01/01/2015; 6 HOURS PER YEAR; DURING SECURITIES TRADING HOURS. 2. Sardis Baptist Church; 5811 Sardis Rd Charlotte NC 28270; Church; Member of the church council; To create annual budgets and oversee income and expenses; 04/15/2025; 2 hrs/month; During security trading hours; Not Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-28

Designations

• Certified Financial Planner