Best Investors Account Sign in

Susan Laflin Kramer

Osaic Wealth, Inc.

Lafayette, CA

Sisters, OR

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

3703 Mt Diablo Blvd, Lafayette, CA 94549 • United States

Sisters, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. San Mateo CA 05/2016 11/2018
Royal Alliance Associates, Inc. San Mateo CA 11/2018 08/2023
Osaic Wealth, Inc San Mateo CA 08/2023 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    San Mateo, CA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    San Mateo, CA
  • 08/2023 → Present
    Osaic Wealth, Inc
    San Mateo, CA
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Lafayette, CA
    San Mateo, CA
    Lafayette, CA
  • 2009-09-04 → 2016-05-13
    Transamerica Financial Advisors, Llc
    Walnut Creek, CA
    San Mateo, CA
    San Mateo, CA
  • 2007-06-19 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Pleasant Hill, CA
    Pleasant Hil1, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-04-07
  • S63 Uniform Securities Agent State Law Examination
    2010-04-07
Other Names
  • Susan Patricia Laflin
  • Susan P Laflin

View on SEC IAPD

More in Lafayette, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor