Philip Joseph Hrvatin

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-16
OH	RA	APPROVED	2003-01-02

TX RA
APPROVED_RES

Since 2018-05-16
OH RA
APPROVED

Since 2003-01-02

Branch Locations

950 Main Ave Ste 300, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cleveland	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cleveland	OH	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Cleveland, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH

Other Businesses

SELF EMPLOYED MUSICIAN; NON INV RELATED; LYNDHURST, OH; START: 1998; 12 HRS/MO. RENTAL PROPERTY, INVT RELATED, REDINGTON SHORES, FL, 100% OWNERSHIP, START DATE 12/1/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER AND LANDLORD. POWER OF ATTORNEY FOR MOTHER, INV RELATED, CLEVELAND, OH, START: 3/24/2021, 10 HRS/MONTH, 1 HR DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22
S63	Uniform Securities Agent State Law Examination	1986-02-04

S65 Uniform Investment Adviser Law Examination

1999-12-22
S63 Uniform Securities Agent State Law Examination

1986-02-04

View on SEC IAPD