Philip Joseph Hrvatin

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-16
OH	RA	APPROVED	2003-01-02

TX RA
APPROVED_RES

Since 2018-05-16
OH RA
APPROVED

Since 2003-01-02

Branch Locations

950 Main Ave Ste 300, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Cleveland	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cleveland	OH	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Cleveland, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cleveland, OH

Other Businesses

SELF EMPLOYED MUSICIAN; NON INV RELATED; LYNDHURST, OH; START: 1998; 12 HRS/MO. RENTAL PROPERTY, INVT RELATED, REDINGTON SHORES, FL, 100% OWNERSHIP, START DATE 12/1/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER AND LANDLORD. POWER OF ATTORNEY FOR MOTHER, INV RELATED, CLEVELAND, OH, START: 3/24/2021, 10 HRS/MONTH, 1 HR DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-22
S63	Uniform Securities Agent State Law Examination	1986-02-04

S65 Uniform Investment Adviser Law Examination

1999-12-22
S63 Uniform Securities Agent State Law Examination

1986-02-04