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9350 South Dixie Highway Suite 1560, Miami, FL 33156 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-07-02 |
Branch Locations
9350 South Dixie Highway Suite 1560, Miami, FL 33156 • United States
10 Talcott Notch Rd. 2Nd Floor, Farmington, CT 06032 • United States
10 Talcott Notch Road 2Nd Floor, Farmington, CT 06032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-11-13 |
| TX | RA | APPROVED_RES | 2019-11-05 |
| CT | RA | APPROVED | 2008-01-16 |
Branch Locations
10 Talcott Notch Road 2Nd Floor, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pasi Investments, Llc | Farmington | CT | 11/2011 | Present |
| Trpc Advisory Services, Inc. | Nashville | TN | 07/2025 | Present |
PASI, LLC: Mr. Fishman is co-owner/member of PASI, LLC, a third-party administration company that advises business owners and plan sponsors in the selection, design, implementation and administration of their retirement plans, and is located at 10 Talcott Notch Road, Farmington, CT 06032. PASI, LLC is not investment related. Mr. Fishman's relationship with the company began in December of 2007, and devotes approximately 10-20 hours per week during securities trading hours. His duties relate to owning and operating the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-11 |
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