Alfred Luigi Romano

Employer firm

Financial Transparency CRD 297713

$322M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Financial Transparency

Greensboro, NC • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-07-24
NH	RA	APPROVED	2018-07-18

MA RA
APPROVED

Since 2018-07-24
NH RA
APPROVED

Since 2018-07-18

Branch Locations

Salisbury, NH • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trustee Empowerment & Protection, Inc.	Troy	MI	04/1999	07/2018
Cssc Brokerage Services, Inc.	Troy	MI	03/2007	07/2018
Robert G. Stinson & Associates, P.C.	Concord	NH	01/2009	Present
Financial Transparency, Llc	Greensboro	NC	07/2018	12/2018
Envision Financial Transparency, Llc	Greensboro	NC	07/2018	Present
Cssc Insurance Services, Inc.	Troy	MI	04/2001	07/2018

04/1999 → 07/2018

Trustee Empowerment & Protection, Inc.

Troy, MI
03/2007 → 07/2018

Cssc Brokerage Services, Inc.

Troy, MI
01/2009 → Present

Robert G. Stinson & Associates, P.C.

Concord, NH
07/2018 → 12/2018

Financial Transparency, Llc

Greensboro, NC
07/2018 → Present

Envision Financial Transparency, Llc

Greensboro, NC
04/2001 → 07/2018

Cssc Insurance Services, Inc.

Troy, MI

Previous Registrations

2018-07-09 → 2018-12-18

Financial Transparency, Llc

Concord, NH
1999-09-26 → 2018-09-04

Trustee Empowerment & Protection, Inc.

Concord, NH

North Andover, MA

Concord, NH

Other Businesses

Clear Perspective Advisors, LLC, Investment Related, 86 Loverin Hill Rd Salisbury NH 03268, Financial Services, Member, 1/1/09, 16 Hrs/Month, Managerial and servicing clients. Robert G Stinson & Associates PC, CPA, VP, Non-investment related, 1 Pillsbury St, Concord, NH 03301, CPA Firm, 2008/12/28, Hours devoted to business during trading hours : 100-170, Hours devoted to business outside trading hours : 24, Percentage of total yearly compensation expected to be derived from the business : 60, This employee activity was allowed on 11/20/2018 by EMILY THERESE KEAGLE Alfred L Romano Jr - Trustee Services; Principal; Investment related; 86 Loverin Hill Rd Salisbury NH 03268; Perform Trustee Services in accordance with Trust Documents; 2018-10-01;Hours devoted to business during trading hours: 15 Hrs/month; devoted to business outside trading hours: 5 Hrs/month; Percentage of total yearly compensation expected to be derived from the business: 30; This employee activity was allowed-w-changes on 02/04/2019 by EMILY THERESE KEAGLE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-06-25

S66 Uniform Combined State Law Examination

1999-06-25

Designations

Personal Financial Specialist

Other Names

Al Romano

View on SEC IAPD