Stephen Lewis Marchel

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-10-20
TX	RA	APPROVED_RES	2020-10-19

NJ RA
APPROVED

Since 2020-10-20
TX RA
APPROVED_RES

Since 2020-10-19

Branch Locations

376 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Margate City	NJ	11/2015	10/2020
Morgan Stanley Smith Barney Llc	Northfield	NJ	10/2020	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2021	Present

11/2015 → 10/2020

Wells Fargo Advisors Financial Network, Llc

Margate City, NJ
10/2020 → Present

Morgan Stanley Smith Barney Llc

Northfield, NJ
01/2021 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2015-11-06 → 2020-10-23

Wells Fargo Advisors Financial Network, Llc

New York, NY

Margate City, NJ
2008-10-24 → 2015-11-10

Janney Montgomery Scott Llc

Margate, NJ

Linwood, NJ

Margate, NJ
2006-05-22 → 2008-10-24

Raymond James Financial Services, Inc.

Margate City, NJ
2002-05-02 → 2006-05-05

Wells Fargo Clearing Services, Llc

Linwood, NJ

Other Businesses

*414837 - GALMAR LLC, INV RELATED, NORTHFIELD, NJ, 35% OWNER, START: 3/2015, 0 HOURS, NO DUTIES. QUINCY VENTURES, LLC; INV RELATED; MARGATE, NJ; PASSIVE COMMERCIAL REAL ESTATE INVESTMENT; 27% OWNERSHIP; 0 HOURS PER MONTH, 0 DURING TRADING; PASSIVE OWNER. WASHINGTON AVE LLC; INV RELATED; MARGATE, NJ; RENTAL OFFICE SPACE; 33% OWNERSHIP; START: 11/1/07; 0 HR/MO; 0 DURING TRADING. *414842 - Water Dog Smoke House, LLC; Investment related: Yes; Ventnor, New Jersey; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 12; Long Term Strategic Planning *536816 -Margate Clam Shack LLC; Investment related: Yes; margate, New Jersey; Restaurant/Bar/Nightclub, owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 10; Business Development/Growth, Check Signing/Funds Disbursements *613960- Betty BBQ LLC; Investment related: Yes; margate, New Jersey; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 12; Administrative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-09
S63	Uniform Securities Agent State Law Examination	1996-12-17

S65 Uniform Investment Adviser Law Examination

1998-08-09
S63 Uniform Securities Agent State Law Examination

1996-12-17

Other Names

Steve Marchel

View on SEC IAPD