John George Black

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-29
FL	RA	APPROVED	2023-04-07

TX RA
APPROVED_RES

Since 2023-06-29
FL RA
APPROVED

Since 2023-04-07

Branch Locations

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Brokerage Services	Miami	FL	08/2011	09/2019
Summit Financial Group Inc	Miami	FL	02/2003	05/2021
Cetera Wealth Services, Llc	El Segundo	CA	09/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	Present

08/2011 → 09/2019

Summit Brokerage Services

Miami, FL
02/2003 → 05/2021

Summit Financial Group Inc

Miami, FL
09/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
03/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2003-02-05 → 2021-05-20

Summit Financial Group Inc

Miami, FL
2001-01-02 → 2003-02-18

Wells Fargo Advisors Financial Network, Llc

Boca Raton, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-20
S63	Uniform Securities Agent State Law Examination	1986-01-31

S65 Uniform Investment Adviser Law Examination

1999-01-20
S63 Uniform Securities Agent State Law Examination

1986-01-31

Other Names

Jay Black

View on SEC IAPD