Joseph Francis Murphy

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1988 → Present
  Financial Concepts Inc
  San Rafael, CA
• 02/2005 → 06/2021
  Avantax Investment Services, Inc.
  San Rafael, CA
• 04/2006 → 06/2021
  Avantax Advisory Services
  San Rafael, CA
• 01/2008 → Present
  Financial Concepts Of Scottsdale, Llc
  Scottsdale, AZ
• 12/2009 → Present
  Financial Concepts Of Scottsdale Mortgage Inc.
  Scottsdale, AZ
• 06/2021 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2006-04-04 → 2021-06-08
  Avantax Advisory Services
  San Rafael, CA

Other Businesses

Financial Concepts~'NIR'~4040 Civic Center Drive, #200~San Rafael~CA~94903~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~4/1/2005~5hrs~0hrs~Day to day operations|Financial Concepts Inc.~'NIR'~4040 Civic Center Drive, #200~San Rafael~CA~94903~Tax Preparation/Accounting~Accountant/Bookkeeper~3/1/2008~150hrs~0hrs~Mortgage broker, real estate broker, tax preparer|Financial Concepts of Scottsdale, L~'NIR'~7702 East Doubletree Ranch Road, Suite 300~Scottsdale~AZ~85258~Tax Preparation/Accounting~Owner/Sole Proprietor~3/1/2008~10hrs~0hrs~Mortgage broker, Real estate broker, tax preparer|Financial Concepts of Scottsdale Mortgage Inc.~'NIR'~7702 E. Doubletree Ranch Road, Suite 300~Scottsdale~AZ~85260~Other~President~1/1/2012~2hrs~0hrs~Mortgage Broker|

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-05-05

Designations

• Certified Financial Planner

Other Names

• Joseph Francis Murphy
• Joseph Francis Murphy