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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-02
  • CA RA
    APPROVED
    Since 2021-06-02

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

4040 Civic Center Drive Suite 200, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Concepts Inc San Rafael CA 01/1988 Present
Avantax Investment Services, Inc. San Rafael CA 02/2005 06/2021
Avantax Advisory Services San Rafael CA 04/2006 06/2021
Financial Concepts Of Scottsdale, Llc Scottsdale AZ 01/2008 Present
Financial Concepts Of Scottsdale Mortgage Inc. Scottsdale AZ 12/2009 Present
Money Concepts Capital Corp Palm Beach Gardens FL 06/2021 Present
  • 01/1988 → Present
    Financial Concepts Inc
    San Rafael, CA
  • 02/2005 → 06/2021
    Avantax Investment Services, Inc.
    San Rafael, CA
  • 04/2006 → 06/2021
    Avantax Advisory Services
    San Rafael, CA
  • 01/2008 → Present
    Financial Concepts Of Scottsdale, Llc
    Scottsdale, AZ
  • 12/2009 → Present
    Financial Concepts Of Scottsdale Mortgage Inc.
    Scottsdale, AZ
  • 06/2021 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2006-04-04 → 2021-06-08
    Avantax Advisory Services
    San Rafael, CA
Other Businesses

Financial Concepts~'NIR'~4040 Civic Center Drive, #200~San Rafael~CA~94903~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~4/1/2005~5hrs~0hrs~Day to day operations|Financial Concepts Inc.~'NIR'~4040 Civic Center Drive, #200~San Rafael~CA~94903~Tax Preparation/Accounting~Accountant/Bookkeeper~3/1/2008~150hrs~0hrs~Mortgage broker, real estate broker, tax preparer|Financial Concepts of Scottsdale, L~'NIR'~7702 East Doubletree Ranch Road, Suite 300~Scottsdale~AZ~85258~Tax Preparation/Accounting~Owner/Sole Proprietor~3/1/2008~10hrs~0hrs~Mortgage broker, Real estate broker, tax preparer|Financial Concepts of Scottsdale Mortgage Inc.~'NIR'~7702 E. Doubletree Ranch Road, Suite 300~Scottsdale~AZ~85260~Other~President~1/1/2012~2hrs~0hrs~Mortgage Broker|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Designations
Other Names
  • Joseph Francis Murphy
  • Joseph Francis Murphy

View on SEC IAPD

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