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11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-02 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
4040 Civic Center Drive Suite 200, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Concepts Inc | San Rafael | CA | 01/1988 | Present |
| Avantax Investment Services, Inc. | San Rafael | CA | 02/2005 | 06/2021 |
| Avantax Advisory Services | San Rafael | CA | 04/2006 | 06/2021 |
| Financial Concepts Of Scottsdale, Llc | Scottsdale | AZ | 01/2008 | Present |
| Financial Concepts Of Scottsdale Mortgage Inc. | Scottsdale | AZ | 12/2009 | Present |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 06/2021 | Present |
Financial Concepts~'NIR'~4040 Civic Center Drive, #200~San Rafael~CA~94903~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~4/1/2005~5hrs~0hrs~Day to day operations|Financial Concepts Inc.~'NIR'~4040 Civic Center Drive, #200~San Rafael~CA~94903~Tax Preparation/Accounting~Accountant/Bookkeeper~3/1/2008~150hrs~0hrs~Mortgage broker, real estate broker, tax preparer|Financial Concepts of Scottsdale, L~'NIR'~7702 East Doubletree Ranch Road, Suite 300~Scottsdale~AZ~85258~Tax Preparation/Accounting~Owner/Sole Proprietor~3/1/2008~10hrs~0hrs~Mortgage broker, Real estate broker, tax preparer|Financial Concepts of Scottsdale Mortgage Inc.~'NIR'~7702 E. Doubletree Ranch Road, Suite 300~Scottsdale~AZ~85260~Other~President~1/1/2012~2hrs~0hrs~Mortgage Broker|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-05 |
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