Jose Fernando Echeverri

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 01/2001 → Present
  Swan Financial Group, Inc
  Frederica, DE
• 06/2018 → 09/2022
  Delaware State University
  Dover, DE

Previous Registrations

• 2009-02-04 → 2009-12-09
  Echeverri Financial Services
  Middletown, DE
• 2001-02-13 → 2008-10-21
  Lpl Financial Llc
  Middletown, DE
  Middletown, DE
  Frederica, DE

Other Businesses

1) SWAN FINANCIAL GROUP, INC; YES INVESTMENT RELATED; 251 SAUNDRA ST FREDERICA, DE 19946; INSURANCE AGENCY; PRESIDENT/AGENT; 01/2001; 100HRS/MO; 60HRS/MO DURING SECURITIES TRADING HOURS; MANAGEMENT/SALES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-25
• S63 Uniform Securities Agent State Law Examination
  1986-11-12

Other Names

• Jose Echeverri
• Jose Fernando Echeverri
• Jose Fernado Echeverri