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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-20
FL RA APPROVED 2023-09-29
NC RA APPROVED 2023-09-25
  • TX RA
    APPROVED_RES
    Since 2026-01-20
  • FL RA
    APPROVED
    Since 2023-09-29
  • NC RA
    APPROVED
    Since 2023-09-25

Branch Locations

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

900 S. Pine Island Rd Suite 650, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 07/2009 11/2017
United Capital Financial Advisers, Llc Newport Beach CA 08/2009 09/2023
Cetera Advisor Networks Llc El Segundo CA 10/2017 08/2020
Triad Advisors Norcross GA 09/2023 08/2024
Triad Hybrid Solutions Norcross GA 09/2023 08/2024
Osaic Wealth, Inc. Plantation FL 08/2024 Present
Osaic Advisory Services Plantation FL 08/2024 Present
  • 07/2009 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 08/2009 → 09/2023
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 10/2017 → 08/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 09/2023 → 08/2024
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Plantation, FL
  • 08/2024 → Present
    Osaic Advisory Services
    Plantation, FL
Previous Registrations
  • 2009-09-21 → 2023-10-27
    Ft Lauderdale, FL
    Ft Lauderdale, FL
  • 2000-05-09 → 2009-11-02
    Capital Planning Group, Llc
    Ft. Lauderdale, FL
    Ft. Lauderdale, FL
Other Businesses

1. RABSCO, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2023 ADDRESS: 21884 Reflection Lane, Reflection Lane, Boca Raton FL 33428, United States DESCRIPTION: Duties: General Administrative duties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-03
  • S63 Uniform Securities Agent State Law Examination
    1986-06-03
Designations
Other Names
  • Neal Aaron Slafsky
  • Neal Slafsky

View on SEC IAPD

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