Robert Lee Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 06/2024
  Securities America, Inc.
  Suffolk, VA
• 12/2012 → 06/2024
  Securities America Advisors, Inc.
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Suffolk, VA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Suffolk, VA

Previous Registrations

• 2012-12-07 → 2024-06-14
  Securities America Advisors, Inc.
  Suffolk, VA
• 1994-04-12 → 2012-12-07
  Investors Security Company, Inc.
  Suffolk, VA
  Suffolk, VA
  Suffolk, VA
  Suffolk, VA
  Suffolk, VA

Other Businesses

***SECURITIES AMERICA ADVISORS POSITION: IAR NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2012 ADDRESS: 2685 Jackson Road, Suffolk VA 23434 DESCRIPTION: Invest some money at BTS for this client ***INSURANCE POSITION: Agent NATURE: ROB JOHNSON & ASSOC INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/1979 ADDRESS: 2685 Jackson Road, Suffolk VA 23434 DESCRIPTION: Insurance and annuity sales *** FRIEND/EXECUTOR POSITION: See # 1 above. NATURE: Ann Hudgins has me named as her 1st Executor. Corporate Executor is named as contingent should I unable for whatever reason. At this time I am not her Advisor/Rep and have not been since I realized I should not be. Both my OSJ and Roman are aware of this and my current role with Ann as only her friend. I report monthly to Roman to certify that I receive no type of compensation from Ann for anything! Not sure if I need to complete any of the other questions. If I am, please let me know which ones and I will comply! INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2021 ADDRESS: 2685 Jackson Road, SUFFOLK VA 23434, United States DESCRIPTION: Friend... ***NO BUSINESS. ONLY ME AS AN INDIVIDUAL AND FRIEND! POSITION: EXECUTOR NATURE: Only as individual and family friend! INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/31/2024 ADDRESS: 2685 Jackson Road, SUFFOLK VA 23434, United States DESCRIPTION: Serve as Executor!

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-28
• S63 Uniform Securities Agent State Law Examination
  1986-12-08

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Rob Johnson