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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-05-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Wakefield | MA | 10/2007 | 09/2018 |
| Ameriprise Financial Services, Inc | Lynnfield | MA | 06/2018 | 05/2022 |
| Investment Professionals Wealth Management | Lynnfield | MA | 05/2022 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2022 | Present |
1. Fixed insurance sales; as of 04/20/2022; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in East Boston MA, as of 04/20/2022; 0% time spent during business hours; Not conducted at branch location; Not Investment related. 3. Owner, Investment Professionals Wealth Management, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 05/11/2012; 100% of time spent during business hours; Conducted at branch; Investment related. 4. Co-Owner of rental property located in Pompano Beach, FL, as of 05/01/2025; 0% time spent during business hours; Not conducted at branch location; Investment related. 5. Owner, Residual Concepts, LLC; purchasing software and leasing the right to use software to I REVLAB Inc.; Located in Saugus, MA; as of 11/20/2025; 0% of time spent during business hours; Not Conducted at branch location; Investment related. 6. Owner of rental property located in Lynfield, MA, as of 04/15/2026; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-02 |
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