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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-27
  • MA RA
    APPROVED
    Since 2022-05-27

Branch Locations

220 Broadway Suite 305, Lynnfield, MA 01940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Wakefield MA 10/2007 09/2018
Ameriprise Financial Services, Inc Lynnfield MA 06/2018 05/2022
Investment Professionals Wealth Management Lynnfield MA 05/2022 Present
Commonwealth Financial Network Waltham MA 05/2022 Present
  • 10/2007 → 09/2018
    Investment Professionals, Inc.
    Wakefield, MA
  • 06/2018 → 05/2022
    Ameriprise Financial Services, Inc
    Lynnfield, MA
  • 05/2022 → Present
    Investment Professionals Wealth Management
    Lynnfield, MA
  • 05/2022 → Present
    Waltham, MA
Previous Registrations
  • 2018-06-27 → 2022-06-13
    Peabody, MA
  • 2007-10-05 → 2018-09-20
    Investment Professionals, Inc.
    Burlington, MA
    Chelmsford, MA
    Wakefield, MA
    San Antonio, TX
    Reading, MA
    Andover, MA
    Tewksbury, MA
    Danville, KY
    Lynnfield, MA
  • 2007-04-12 → 2007-10-02
    Ifmg Securities, Inc.
    Wakefield, MA
    Medford, MA
    Stoneham, MA
    Malden, MA
    Malden, MA
    Reading, MA
    Saugus, MA
    Wakefield, MA
  • 2007-02-27 → 2007-03-30
    Investors Capital Corp.
    Braintree, MA
  • 2006-12-13 → 2007-02-13
    Cambridge, MA
  • 2002-05-15 → 2003-01-02
    Metlife Investment Fund Services Llc
    Needham, MA
Other Businesses

1. Fixed insurance sales; as of 04/20/2022; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in East Boston MA, as of 04/20/2022; 0% time spent during business hours; Not conducted at branch location; Not Investment related. 3. Owner, Investment Professionals Wealth Management, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 05/11/2012; 100% of time spent during business hours; Conducted at branch; Investment related. 4. Co-Owner of rental property located in Pompano Beach, FL, as of 05/01/2025; 0% time spent during business hours; Not conducted at branch location; Investment related. 5. Owner, Residual Concepts, LLC; purchasing software and leasing the right to use software to I REVLAB Inc.; Located in Saugus, MA; as of 11/20/2025; 0% of time spent during business hours; Not Conducted at branch location; Investment related. 6. Owner of rental property located in Lynfield, MA, as of 04/15/2026; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-14
S63 Uniform Securities Agent State Law Examination 1997-04-02
  • S65 Uniform Investment Adviser Law Examination
    2002-05-14
  • S63 Uniform Securities Agent State Law Examination
    1997-04-02
Other Names
  • Pat Pirone
  • Patrick William Pirone

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