Gerard Thomas Papetti

Current Employers

Employment History

• 02/1989 → Present
  U.S. Financial Services, Llc
  Fairfield, NJ
• 04/2016 → Present
  Kestra Investment Services, Llc.
  Fairfield, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Fairfield, NJ

Previous Registrations

• 2006-03-22 → 2010-07-23
  U.S. Financial Services, Llc
  Fairfield, NJ
• 2002-06-21 → 2010-06-11
  New England Securities
  Fairfield, NJ
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

Busi Nm: Preferred Pensions, LLC Invest Rel: No Addr: 3 Garret Mountain Plaza, Ste 201 Woodland Park NJ 07424 NOB: Consulting Title: Member Start Date: 1/1/2018 Hrs/mth: 0-16 Duties: Administration Busi Nm: Kestra Advisory Services, LLC Invest Rel: Yes Addr: 5707 Southwest Parkway Building 2, Ste 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Title: IAR Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Busi Nm: U.S. Financial Services, LLC Invest Rel: Yes Addr: 375 Passaic Ave Fairfield NJ 07004 NOB: RR Activities through Kestra Investment Services, LLC; Insurance; IA services through Kestra Advisory Services, LLC Title: Partner Start Date: 2/22/1989 Hrs/mth: More than 160 Hrs/mth during trading hours: 127-140 Duties: developing financial plans for clients and providing related advise in the areas of investments, insurance, tax, business fringe benefit and succession planning, and estate planning Busi Nm: 375 Passaic Ave, LLC Invest Rel: No Addr: 375 Passaic Ave, LLC Fairfield NJ 07004 NOB: Real Estate Title: 1/3 Member of LLC Start Date: 1/1/2006 Hrs/mth: 0-16 Duties: Collect rents and maintain building Busi Nm: Julius J. Franchini Family Foundation Invest Rel: No Addr: 375 Passaic Ave Ste 100 Fairfield NJ 07004 NOB: Civic Title: Board od Advisors Member Start Date: 12/18/2007 Hrs/mth: 0-16 Duties: Prepare Meeting Agendas, Quickbook Financial Statements, process requests that Trustees make for charitable donations Busi Nm: Pauli Cookware, LLC Invest Rel: No Addr: 48 Breton Road Brick NJ 08723 NOB: Sale of patented cookware Title: Member Start Date: 10/1/2012 Hrs/mth: 0-16 Duties: CFO - maintain accounting records, make deposits, cut checks to vendors Busi Nm: Peter A. Spina Irrevocable Trust Invest Rel: No Addr: 41 Ivy Place Wayne NJ 07470 NOB: Trust Title: TTEE Start Date: 5/13/1996 Hrs/mth: 0-16 Duties: annual review of life ins policies owned by trust Busi Nm: Gaspar J. Spina Irrevocable Trust Agreement Invest Rel: No Addr: 1910 Route 23 N. Wayne NJ 07450 NOB: Trust Title: Co-Trustee Start Date: 6/13/1994 Hrs/mth: 0-16 Duties: Annual review of life insurance policies owned by the Trust Busi Nm: Resurrection Parish Finance Committee Invest Rel: No Addr: 651 Millbrook Ave Randolph NJ 07869 NOB: Civic Title: Committee Member Start Date: 1/1/2011 Hrs/mth: 0-16 Duties: review monthly quickbook profit & loss schedule and transaction report Busi Nm: Jim Fassel Foundation Invest Rel: No Addr: 375 Passaic Ave Ste 100 Fairfiled NJ 07004 NOB: Civic Title: Treasurer/Board of Director Start Date: 1/1/2002 Hrs/mth: 0-16 Duties: Review requests for grants, submit to President and Board for approval, prepare quickbook financial statements Busi Nm: My Good Deed Inc. / 9-11 Day of Service and Remembrance Invest Rel: No Addr: 503 32nd St Ste 120 Newport Beach CA 92663 NOB: Civic Title: Treasurer Start Date: 1/1/2012 Hrs/mth: 0-16 Duties: Review Monthly Bank Reconciliations, Quickbook Financials and Compilation prepared by independent accounting firm Busi Nm: No Time Band Invest Rel: No Addr: 3 Jared Ct Mendham NJ 07945 NOB: Musical Group Title: Band Member Start Date: 1/1/2014 Hrs/mth: 0-16 Duties: Drummer Busi Nm: UPPER MONTCLAIR COUNTRY CLUB GOLF COMMITTEE POSI: Member of Committee NATURE: Private Golf Club INV REL: No #OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 01/01/2022 ADDRESS: 177 Hepburn Road, Clifton NJ 07012 DESC: Attend Monthly Meetings, Reviewgolf tournament activities on a monthly basis and make recommendations to improve the golf experience for our members

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-01-29
• S63 Uniform Securities Agent State Law Examination
  1986-03-07

Designations

Other Names

• Gerry Papetti