William Keith Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2025
  Wiley Bros Aintree Capital Llc
  Nashville, TN
• 10/2025 → Present
  Lpl Financial Llc
  Brentwood, TN

Previous Registrations

• 2006-06-30 → 2025-10-07
  &Partners
  Brentwood, TN
  Nashville, TN
  Nashville, TN
  Nashville, TN
• 2002-12-16 → 2006-04-20
  Morgan Stanley Dw Inc.
  Nashville, TN

Other Businesses

1) 10/2025 - Triple 7 Farm Trust / Farm / Owner-Trustee / Non Inv Related / NASHVILLE TN 37209 / Start date 01/01/2016 2) 10/2025 -The Phillips Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location(s) 3) 10/2025 -Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location(s) 4) 10/2025 -Silverleaf Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location(s) 5) 04/14/2026 - Ash Brokerage: Insurance Solutions - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/10/2026 - 1 hour per month/ during trading 6) 04/14/2026 - Ash Brokerage: Insurance Solutions - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 04/10/2026 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-28
• S63 Uniform Securities Agent State Law Examination
  1986-04-03