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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-05
MN RA APPROVED 2014-04-23
  • TX RA
    APPROVED_RES
    Since 2019-03-05
  • MN RA
    APPROVED
    Since 2014-04-23

Branch Locations

Long Prairie, MN • United States

5200 Willson Road Suite 150, Edina, MN 55424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Edina MN 04/2014 Present
Raymond James Financial Services Advisors Inc. Edina MN 04/2014 Present
Northstar Asset Management Edina MN 04/2014 Present
Northstar Real Estate Opportunity Saint Louis Park MN 04/2011 Present
Maplelake Cabin Rentals St. Louis Park MN 08/2012 Present
Northstar Pheasants Edina MN 03/2013 Present
Northstar Asset Management Bloomington MN 04/2014 Present
  • 04/2014 → Present
    Raymond James Financial Services
    Edina, MN
  • 04/2014 → Present
    Edina, MN
  • 04/2014 → Present
    Northstar Asset Management
    Edina, MN
  • 04/2011 → Present
    Northstar Real Estate Opportunity
    Saint Louis Park, MN
  • 08/2012 → Present
    Maplelake Cabin Rentals
    St. Louis Park, MN
  • 03/2013 → Present
    Northstar Pheasants
    Edina, MN
  • 04/2014 → Present
    Northstar Asset Management
    Bloomington, MN
Previous Registrations
Other Businesses

(1)Name of Business: Maplelake cabin rentals Address: 4370 Brookside court #321, Edina, MN, 55436, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/09/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: NorthStar Asset Management Address: 5270 W 84th St Ste 200, Bloomington, MN, 55437, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (3)Name of Business: NorthStar Pheasants Address: 4370 Brookside ct #321, Edina, MN, 55436, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/21/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own farm and rent it out on a tripple net lease (4)Name of Business: NorthStar Real Estate Opportunity Address: 4370 Brookside ct #321, Edina, MN, 55436, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 04/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 100 percent owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-13
S63 Uniform Securities Agent State Law Examination 1986-01-29
  • S65 Uniform Investment Adviser Law Examination
    1996-08-13
  • S63 Uniform Securities Agent State Law Examination
    1986-01-29
Other Names
  • Michael Vincent Bongaarts

View on SEC IAPD

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