Daniel Sears Ball

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1987 → Present
  Commonwealth Equity Services, Inc.
  Westborough, MA
• 03/1987 → Present
  Ball Financial Services
  Westborough, MA

Other Businesses

1. Fixed Insurance Sales At Branch Location, Investment Related. 2. Co-owner, 3 Oak Streett, LLC; private entity established to own a commercial office property; Conducted at branch location; Investment related. 3. Avidia Bank - Corporator For Private Bank, Not At Branch Location, Investment Related. 4. Ball Financial Services Consulting, Inc. - Entity Created For Securities Business; Investment Related; Conducted At Branch. 5. Co-owner, 10X at 220 TPKE, LLC, an entity created for the purpose of managing real estate at 220 Turnpike Road, Westborough, MA 01581, as of 03/27/2024; 1% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-16
• S63 Uniform Securities Agent State Law Examination
  1987-01-15

Designations

• Chartered Financial Consultant