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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2007-01-09 |
Branch Locations
Ashland, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2005-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Ashland | MA | 01/2007 | Present |
| Tetschner Financial Services | Ashland | MA | 09/2007 | Present |
(1) 09/06/2007: Tetschner Financial Services - Registered Investment Advisor - DBA: Tetschner Financial Services - Investment Related - At Reported Business Location(s) - 1% Time Spent - I provide financial planning and consulting services through Tetschner Financial Services , an independent investment advisor firm. I started this business activity on 11/27/2006. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (2) 09/06/2007: Tetschner Financial Services - Registered Investment Advisor - DBA: Tetschner Financial Services - Investment Related - At Reported Business Location(s) - 1% Time Spent - I provide financial planning and consulting services through Tetschner Financial Services , an independent investment advisor firm. I started this business activity on 11/27/2006. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (3) 01/28/2008: Tetschner Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 01/28/2008: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 50% Time Spent - INS Types: Life, Health, Disability, LTC, Fixed Annuities (5) 8/1/2017: No Business Name - Investment Related - Century Estates Condominiums, Framingham, MA 01702 - Real Estate Rental - Started 01/01/1990 - 10 Hours Per Month/5 Hours During Securities Trading - Condominium rental units (8).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-20 |
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