Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-03-12
  • AL RA
    APPROVED
    Since 2009-03-12

Branch Locations

Birmingham, AL • United States

6925 Halcyon Park Drive Suite B, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Montgomery AL 10/2008 Present
Raymond James Financial Services Advisors, Inc Montgomery AL 01/2009 Present
Birmingham Investment Group Birmingham AL 10/2008 07/2023
Previous Registrations
Other Businesses

(1)Name of Business: Brown & Associates LLC Address: 2933 Montevallo Road, Birmingham, AL, 35223, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the support company/pass thru where I deposit commissions for RJ and pay all related expenses (2)Name of Business: Brown Properties Address: 2933 Montevallo Road, Birmingham AL 35223, AL, 35223, United States Activity Type: Rental Real Estate Position/Title: Other, Officer - Secretary Investment Related: No Start Date: 01/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Property (3)Name of Business: Central Avenue Association Address: 2933 Montevallo Road, Birmingham, AL, 35223, United States Activity Type: Rental Real Estate Position/Title: Officer - President, Owner/Proprietor Investment Related: Yes Start Date: 03/31/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officer - President Manage the property, pay minimal bills, annual meeting (4)Name of Business: Marlin Key Condominium Association Address: 2933 Montevallo Road, Birmingham, AL, 35223, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/20/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Approve minutes from previous meeting. Assist in making decisions for the Association

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-09
  • S63 Uniform Securities Agent State Law Examination
    1986-04-09
Other Names
  • Dave Brown

View on SEC IAPD

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor