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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-01 |
| CA | RA | APPROVED | 2006-08-25 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | Present |
1)TRUSTEE OF TRUSTS CREATED FOR THE BENEFIT OF PARENTS-IN-LAW'S FIVE GRANDCHILDREN; INVESTMENT RELATED; LOOMIS, CA; START 1/23/2010; MINIMAL TIME DEVOTED PER MONTH; SOME DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-23 |
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