Roger Lewis Cahn

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27

NY RA
APPROVED

Since 2021-07-27

Branch Locations

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Serivices Inc	Melville	NY	10/2007	11/2017
Wells Fargo Clearing Services Llc	Melville	NY	11/2017	Present

10/2007 → 11/2017

Ubs Financial Serivices Inc

Melville, NY
11/2017 → Present

Wells Fargo Clearing Services Llc

Melville, NY

Other Businesses

NEVER 2 LATE STABLE; NOT INV RELATED; HUNTINGTON STATION, NY; 33.34% OWNERSHIP; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; OWN RACE HORSES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-20

S63 Uniform Securities Agent State Law Examination

1986-02-20

Other Names

Roger L Cahn
Roger L Cahn

View on SEC IAPD