Kathy Ann Mohn

Current Employers

Employment History

• 01/2014 → Present
  The Seltzer Group
  Orwigsburg, PA
• 07/2015 → Present
  Lpl Financial Llc
  Schuylkill Haven, PA
• 08/2016 → Present
  Private Advisor Group, Llc
  Schuylkill Haven, PA

Previous Registrations

• 2015-07-06 → 2016-08-24
  Great Valley Advisor Group, Llc
  Orwigsburg, PA
  Berwyn, PA
• 2007-01-19 → 2015-07-01
  Voya Financial Advisors, Inc.
  Mansfield, PA
  Auburn, PA
  Sayre, PA
  New Freedom, PA
  Glen Rock, PA
  York, PA
  Brogue, PA
  York, PA
  Codorus, PA
  Red Lion, PA
  York, PA
  Jacobus, PA
  York, PA
  York, PA
  Hunt Valley, MD
  Williamsport, PA
  S. Williamsport, PA
  Orwigsburg, PA
  Orefield, PA
  Horesheads, NY
  Elmira, NY
  Elmira, NY
  Elmira, NY
  Elmira, NY
  Corning, NY

Other Businesses

(1) 7/2/2015: No Business Name - Investment Related - 105 Willow Street Schuylkill Haven, PA 17972 and 301/01/201167 Gearheart Road Watsontown, PA 17777 - Real Estate Rental - Start 01/01/2010 - 1% Time Spent - Owner of real estate property. (2) 8/24/2016: Ascent Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 01/01/2016 - 160 Hours Per Month/130 Hours During Securities Trading. (3) 8/31/2016: Private Advisor Group - DBA: (Hybrid) Ascent Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 08/01/2016 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 8/31/2016: Private Advisor Group LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 08/01/2016 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 11/17/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2016 - 10 Hours Per Month/1 Hour During Securities Trading - Fixed insurance. (6) 11/22/2019 - No Business Name - Investment Related - Home Based & Auburn PA 17922 - Real Estate Rental - Start Date: 07/02/2015 - 1 Hour Per Month/1 Hour During Securities Trading. (7) 11/25/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Start Date: 09/06/2019 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-20
• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1986-03-05

Other Names

• Kathy Ann Miller
• Kathy Ann Hall
• Kathy Ann Zaler