Travis Iwao Nakamura

Current Employers

The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2009-02-24

HI RA
APPROVED

Since 2009-02-24

Branch Locations

Larkspur, CA • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Strategic Financial Alliance, Inc.	Atlanta	GA	02/2009	Present

02/2009 → Present

The Strategic Financial Alliance, Inc.

Atlanta, GA

Previous Registrations

2007-07-13 → 2009-03-04

Msi Financial Services, Inc.

Pearl City, HI

Honolulu, HI

Xx, HI

Honolulu, HI

Other Businesses

TRAVIS I. NAKAMURA DBA NAKAMURA STRATEGIC FINANCIAL PLANNING; 02/20/2009; 3310 HALELANI DRIVE, HONOLULU, HI 96822; INVESTMENT RELATED; OWNER/SOLE PROPRIETOR; MARKETING FINANCIAL SERVICES, FIXED INSURANCE PRODUCTS, VARIABLE INSURANCE PRODUCTS, INVESTMENT MANAGEMENT, PORTFOLIO MANAGEMENT, INDIVIDUAL STOCKS; PROPOSE, IMPLEMENT, AND REVIEW INVESTMENTS AND PORTFOLIOS; HOURS PER MONTH: 200; DURING SECURITIES TRADING HOURS:100.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-09
S63	Uniform Securities Agent State Law Examination	1999-06-19

S65 Uniform Investment Adviser Law Examination

2007-06-09
S63 Uniform Securities Agent State Law Examination

1999-06-19

View on SEC IAPD