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Peter Charles Alexander

Rbc Capital Markets, LLC

St. Cloud, MN

Cold Spring, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-15
MN RA APPROVED 2013-11-13
  • TX RA
    APPROVED_RES
    Since 2015-12-15
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Cold Spring, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc St. Cloud MN 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-26
S63 Uniform Securities Agent State Law Examination 1986-01-24
  • S66 Uniform Combined State Law Examination
    2006-04-26
  • S63 Uniform Securities Agent State Law Examination
    1986-01-24

View on SEC IAPD

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