Peter Charles Alexander

Rbc Capital Markets, LLC

Cold Spring, MN

CRD 1446753

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-15
MN	RA	APPROVED	2013-11-13

TX RA
APPROVED_RES

Since 2015-12-15
MN RA
APPROVED

Since 2013-11-13

Branch Locations

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Cold Spring, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	St. Cloud	MN	03/2008	Present

03/2008 → Present

Rbc Capital Markets Llc

St. Cloud, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-26
S63	Uniform Securities Agent State Law Examination	1986-01-24

S66 Uniform Combined State Law Examination

2006-04-26
S63 Uniform Securities Agent State Law Examination

1986-01-24

View on SEC IAPD

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LFA · ST. CLOUD, MN

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

STATE FARM INVESTMENT MANAGEMENT CORP. · Saint Cloud, MN

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