James Jarrell Prince

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Raymond James & Associates, Inc.
  Dallas, TX

Previous Registrations

• 1997-12-01 → 2008-05-19
  Morgan Keegan & Company, Llc
  Dallas, TX
  Dallas, TX

Other Businesses

(1) Name of Business: CPB Capital Group, LLC Address: 200 Crescent Ct Ste 1030, Dallas, TX, 75201-1534, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/07/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: CPB Capital Group LLC was created ONLY to execute our RJ office lease on the RJAS platform.. (2) Name of Business: Prestonwood Baptist Church Address: 6801 W. Park Blvd., Plano, TX, 75093, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 06/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Chairman of the committee; we meet once a month for 1 hour. The role is primarily talking about the financials & budget of the church as well as a building program from time to time along with 9 other members and CFO. Also, have accounts with the church to accommodate the sale of stock gifts to the church; I receive no comp (3) Name of Business: Prince Family Investments, llc Address: 6221 Beverly Dr., Frisco, TX, 75034, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No real responsibilities other than making an investment from time to time in Real Estate. (4) Name of Business: Prince O&G, LLC Address: 6221 Beverly Dr., Frisco, TX, 75034, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/07/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No real responsibilities other than making an investment from time to time in Oil and Gas of which I've only done 1 which is disclosed as Charter Oaks Production, LLC (5) Name of Business: Weir's Furniture Village Address: 3219 Knox Street, Dallas, TX, 75205, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 06/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Meeting once a quarter for 2-4 hrs each meeting either through zoom or in person at their headquarters. It will be giving opinion/advise on direction of the family business

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-11
• S63 Uniform Securities Agent State Law Examination
  1986-01-27

Other Names

• James Jarrell Prince