Richard Gerald Clifford

Current Employers

Employment History

• 06/1983 → Present
  Ca Financial Services
  Lewiston, ID
• 07/2012 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Lewiston, ID
• 11/2020 → 11/2024
  Arbor Point Advisors
  Lewiston, ID
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lewiston, ID
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Lewiston, ID
• 2012-07-17 → 2020-11-06
  Kms Financial Services, Inc.
  Lewiston, ID
  Seattle, WA
  Seattle, WA
• 2000-12-01 → 2012-07-19
  Signator Financial Services, Inc.
  Lewiston, ID

Other Businesses

1. DBA - CA Financial Services 2. UNITED STATES COAST GUARD AUXILIARY -Org. Member-Volunteer #HRS 1-1/3/12-12420 E 32nd Ave Spokane WA 99216-Conduct boating & water safety classes & do boat safety inspections 3. HELLS CANYON BOAT CLUB -Member-Social #HRS 3-9/7/11-2550 Riverside Dr Lewiston ID 83501 4. CA FINANCIAL SERVICES -Insurance Sales & Service INVEST RELATED Yes #HRS 1 SEC TRADE HRS 1-6/24/83-527 Prospect Ave Lewiston ID 83501-Provide coverage to clients when requested/needed 5. IDAHO DEPARTMENT OF INSURANCE EXAMINATION DEVELOPMENT -S.M.E. Volunteer-1/1/99-700 W State St Flr 3 Boise ID 83720-annual basis am asked to serve as Life & Health Ins. SME in review/development of exam questions for Idaho Department of Ins 6. IDAHO STATE BAR PROFESSIONAL CONDUCT BOARD -Hearing Officer-Volunteer #HRS 3-9/10/02-525 W Jefferson Boise ID 83701 7. CLEARWATER INVESTORS, LLC -General Partner-Invest Partnership INVEST RELATED Yes #HRS 1 SEC TRADE HRS 1-1/1/01-7467 Snake River Rd Asotin WA 99402-Formed as partnership in Feb 1956 & has operated continually since. Operates as invest co. designed to accumulate common fund by member contributions for purpose of invest for mutual benefit. 8. IDAHO DEPARTMENT OF INSURANCE CONTINUING EDUCATION ADVISORY COMMITTEE -Advisory -Volunteer INVEST RELATED No #HRS 2 SEC TRADE HRS 2 -8/3/98 -700 W State St, Boise ID 83706 -I am one of 11 committee members that meet virtually on a monthly basis to approve of disapprove continuing education courses or programs. We assign the number of continuing education hours to be awarded to approved programs, we consider applications for exceptions and extensions, and consider other related matters as the Director of Insurance may assign. 9. NEZ PERCE COUNTY SHERIFF'S AIR POSSE -Search Pilot, Honorary Life Member -Search and Rescue INVEST RELATED No #HRS 2 SEC TRADE HRS 0 -10/5/93 -406 Burrell Ave, Lewiston ID 83501 DESCRIPTION: I fly search and rescue missions as both a pilot and as an observer. 10. OFFICE OF CA FINANCIAL SERVICES -Building Owner -Rental Income INVEST RELATED No #HRS 1 SEC TRADE HRS 0 -1/1/00 -828 8th Ave, Lewiston ID 83501 -I provide office space, administrative support and clerical assistance? for associates. 11. LEWISTON ELKS LODGE B.P.O.E. #896 -Treasurer -Community Service INVEST RELATED No #HRS 6 SEC TRADE HRS 0 -4/1/19 -3444 Country Club Dr, Lewiston ID 83501 -At Lodge Meetings, I present a treasurer's report to the general membership. This report is prepared by the office staff, reviewed and approved by the Board of Directors prior to the general membership meeting. I have the authority to sign checks along with lodge trustees. All checks must have at least two signers. All checks must be accompanied by explanatory vouchers signed multiple trustees of the lodge. 12. CA FINANCIAL SERVICES POSITION: Insurance Sales and Service NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/1983 ADDRESS: 828 8th Avenue, LEWISTON ID 83501 DESCRIPTION: Provide Insurance coverage to clients when requested and needed. 13. HELLS CANYON BOAT CLUB -Member -Social INVEST RELATED No #HRS 3 SEC TRADE HRS 0 -9/7/11 -2550 Riverside Dr, Clarkston WA 99403 -Vice Commodore

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-22
• S63 Uniform Securities Agent State Law Examination
  1986-04-05

Other Names

• Dick Clifford