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430 W Warner Road Suite 108, Tempe, AZ 85284 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-20 |
| CA | RA | APPROVED | 2022-09-15 |
Branch Locations
430 W Warner Road Suite 108, Tempe, AZ 85284 • United States
Mesa, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Desert Horizons Financial Concepts | Mesa | AZ | 11/1995 | 12/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2017 | 08/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2017 | 08/2022 |
| Desert Horizons Financial, Llc | Mesa | AZ | 12/2016 | Present |
| Desert Horizons Financial Wealth Mgmt & Investment Stratigies | Mesa | AZ | 12/2016 | 08/2022 |
| Lpl Financial | San Diego | CA | 07/2005 | 12/2016 |
| Envision Retirement Llc | Tempe | AZ | 08/2022 | Present |
1. HOMESMART, 2913 N POWER RD STE 101, MESA, AZ, 5/2006 AS LICENSED REAL ESTATE AGENT/REFERRAL AGENT. NIR - 1/MO - 0/TRADING. 2.DESERT HORIZONS FINANCIAL, 7906 E KENWOOD ST, MESA, AZ, 12/2016 AS OWNER. INV REL - 50/WK - 8/TRADING. 3.INDEPENDENT INSURANCE AGENT, 7906 E KENWOOD ST, MESA, AZ, 5/1986 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 2/TRADING. 4. Arizona Democratic Party; Not investment related; 7906 E KENWOOD ST, MESA, AZ; Political; Democratic Precinct Committeeman; 02/2026; 3 hrs/month, none during security hours. Answering phones and encouraging others to vote.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-02 |
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